How an Employment Agreement Can Get you In Hot Water With the SEC

Posted by & filed under .

employment agreement form

I don’t usually give employment advice, but the SEC this week announced a settlement with KBR, Inc. that should prompt every company to check its employee agreements. Even fairly innocuous confidentiality language that might seem unobjectionable to some could lead to an SEC enforcement action under the SEC’s interpretation of the Dodd-Frank Wall Street Reform… Read more »

How to Make Money from Securities Fraud Without Actually Committing It

Posted by & filed under .

On July 15, the U.S. Senate passed the “Dodd-Frank Wall Street Reform and Consumer Protection Act” (the “Act”) otherwise known as the Wall Street Reform bill. President Obama signed the bill on July 21, 2010 putting into place the most significant and sweeping changes to our country’s financial regulatory system since the Great Depression. The… Read more »

Support Senator McAdams New Fraud Litigation

Posted by & filed under .

Ben McAdams

If you or a family member have been affected by investment fraud, please call your Utah House and Senate representatives and urge them to support Senator McAdams’ bills. I have met with him several times to discuss these bills and I think he is really on the right track. UPDATE: On September 17th The Salt… Read more »