How to Blow the Whistle on Bank Fraud

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gavel and "bank fraud" sign

The Federal Government offers potentially significant rewards to whistleblowers who provide information to the government that helps protect financial institutions by “deterring would-be criminals from including financial institutions in their schemes.” United States v. Serpico, 320 F.3d 691, 694-95 (7th Cir. 2003). The Financial Institutions Reform, Recovery and Enforcement Act (FIRREA) and the Financial Institutions… Read more »

Whistleblower Claims under the Dodd-Frank Act

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u.s. securities and exchange commission

This is a repost of an article by Jennifer Korb that appeared in the Utah Bar Journal: Whistleblower Claims under the Dodd-Frank Act: Highlights from the SEC’s Annual Report to Congress for the 2014 Fiscal Year On November 17, 2014, the U.S. Securities and Exchange Commission (referred to herein as the SEC or the Commission)… Read more »