THE PRICE OF NEGLECTING CORPORATE COMPLIANCE IN THE POST-MADOFF WORLD

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By Mark Pugsley and Matthew R. Lewis In recent months companies and their executives have become the subject of greater scrutiny by regulators, investigators, and prosecutors. Whether or not this increased scrutiny is warranted, the focus on companies and their executives is the new reality. Taking a proactive position on corporate compliance can help prevent… Read more »

SILVERLEAF FRAUD FILING

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Dwight Shane Baldwin, who ran several “venture capital” funds called the Silverleaf Companies has been charged by the Utah Division of Securities with securities fraud and theft, prosecutors said Monday. Previously the Division had charged him with securities fraud. The Division’s civil complaint is available here. According to the allegations in the complaint, In January… Read more »